ERM Glossary: Market conduct
[this page | pdf | references | back links | custom searches]
Market conduct refers to a firm’s pattern of behaviour in
interacting with the markets in which it operates.
For financial firms this includes the way it executes its
pricing and promotion strategy. Within the UK, market conduct is regulated by
the FCA’s Code of Market Conduct that sets out in broad terms what the FCA
regards as abuses or deviations from acceptable market conduct.
Contents | Prev | Next