ERM Glossary: Market conduct

[this page | pdf | references | back links]

Market conduct refers to a firm’s pattern of behaviour in interacting with the markets in which it operates.

For financial firms this includes the way it executes its pricing and promotion strategy. Within the UK, market conduct is regulated by the FCA’s Code of Market Conduct that sets out in broad terms what the FCA regards as abuses or deviations from acceptable market conduct.

NAVIGATION LINKS
Contents | Prev | Next