/

This presentation describes some recent regulatory change in the area of conduct risk (FATCA, EMIR, Dodd-Frank etc.) and explores its interaction with developments in the area of (financial) systemic risk.

[as pdf]

Slides

1	Financial Conduct Risk and Financial Stability
2	Financial Market Conduct Risk and Financial Stability
3	Malcolm Kemp
4	Financial Market Conduct Risk and Financial Stability
5	Foreign Account Tax Compliance Act (FATCA)
6	European Market Infrastructure Regulation (EMIR)
7	Dodd-Frank
8	Themes
9	Financial Market Conduct Risk and Financial Stability
10	Dodd-Frank Act: stated aim
11	Dodd-Frank Act: Titles
12	“Changing Financial Sector Interconnectivities”
13	Interaction with Financial Conduct Risk
14	Interaction with systemic risk and financial stability
15	Regulator views, e.g. Haldane (2014)
16	Are pension “systems” vulnerable to systemic risk?
17	Does conduct risk create systemic vulnerabilities?
18	Conduct risk costs
19	Financial Market Conduct Risk and Financial Stability
20	Focus is changing
21	Impact of having some G-SIIs (i.e. insurance G-SIFIs)
22	Longer term consequences
23	Is systemic risk focus for conduct risk issues lessening?
24	Fair and Effective Markets Review (1)
25	Fair and Effective Markets Review (2)
26	Summary
27	Important Information

---

NAVIGATION LINKS
Contents | Next | Library

---